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- SUPREME COURT OF THE UNITED STATES
- --------
- Nos. 93-5131 and 93-5161
- --------
- PAUL PALALAUA TUILAEPA, PETITIONER
- 93-5131 v.
- CALIFORNIA
-
- WILLIAM ARNOLD PROCTOR, PETITIONER
- 93-5161 v.
- CALIFORNIA
- on writs of certiorari to the supreme court of
- california
- [June 30, 1994]
-
- Justice Blackmun, dissenting.
- Adhering to my view that the death penalty cannot be
- imposed fairly within the constraints of our Constitution,
- see Callins v. Collins, 510 U. S. ___, ___ (1994), I would
- vacate petitioners' death sentences. Even if I did not
- hold this view, I would find that the three challenged
- factors do not withstand a meaningful vagueness
- analysis because -as a practical matter [they] fail to
- guide the sentencer's discretion.- Stringer v. Black, 503
- U. S. ___, ___ (1992).
-
- I
-
- A
- The California capital punishment scheme does more
- than simply direct the sentencing jurors' attention to
- certain subject matters. It lists 11 factors and author-
- izes the jury to treat any of them as aggravating circum-
- stances to be placed on death's side of the scale. Jurors
- are instructed that they -shall impose a death sentence
- if [they] conclude that the aggravating circumstances
- outweigh the mitigating circumstances.- Cal. Penal
- Code 190.3 (West 1988). Despite the critical-even
- decisive-role these factors play in the determination of
- who actually receives the death penalty, jurors are given
- no guidance in how to consider them. We have stated:
- -A vague aggravating factor used in the weighing
- process . . . creates the risk that the jury will treat the
- defendant as more deserving than he might otherwise be
- by relying upon the existence of an illusory circum-
- stance.- Stringer, 503 U. S., at ___ (emphasis added).
- The majority introduces a novel distinction between
- -propositional" and -nonpropositional" aggravating
- circumstances. Ante, at 7. The majority acknowledges
- that the -distinction between the two is not always
- clear," ante, at 7; I find it largely illusory. The Court
- suggests, but does not make explicit, that propositional
- factors are those that -require a yes or a no answer to
- a specific question," while nonpropositional factors are
- those that -only poin[t] the sentencer to a subject
- matter." Ibid. Presumably, then, asking the jury
- whether the whether -the murder was especially hei-
- nous, atrocious, or cruel," would be a propositional
- aggravator, while directing the sentencer to -the pres-
- ence of absence of any especial heinousness, atrocity, or
- cruelty" would be a nonpropositional factor. I am at a
- loss to see how the mere rephrasing does anything more
- to channel or guide jury discretion. Nor does this
- propositional/nonpropositional distinction appear to play
- any role in the Court's decision. The Court nowhere
- discloses specifically where the line is drawn, on which
- side of it the three challenged factors fall, and what
- relevance, if any, this distinction should have to the
- Court's future vagueness analysis.
-
- The more relevant distinction is not how an aggra-
- vating factor is presented, but what the sentencer is told
- to do with it. Where, as in Georgia, -aggravating factors
- as such have no specific function in the jury's decision
- whether a defendant who has been found to be eligible
- for the death penalty should receive it under all the
- circumstances of the case," Stringer, ___ U. S., at ___,
- we have not subjected aggravating circumstances to a
- vagueness analysis. See Zant v. Stephens, 462 U. S.
- 863, 873-874 (1983). In California, by contrast, where
- the sentencer is instructed to weigh the aggravating and
- mitigating circumstances, a vague aggravator creates the
- risk of an arbitrary thumb on death's side of the scale,
- so we analyze aggravators for clarity, objectivity, and
- principled guidance. See Maynard v. Cartwright, 486
- U. S. 356 (1988); Godfrey v. Georgia, 446 U. S. 420
- (1980); see also Pensinger v. California, ___ U. S. ___
- (1991) (O'Connor, J., dissenting from denial of certiora-
- ri) (observing that California, like Mississippi, -requires
- its juries to weigh aggravating and mitigating circum-
- stances"); Stringer, supra, at ___ (difference between
- -nonweighing" states like Georgia and -weighing" states
- like California is -not one of `semantics'") (citation
- omitted).
- Each of the challenged California factors -leave[s] the
- sentencer without sufficient guidance for determining the
- presence or absence of the factor." Espinosa v. Florida,
- 505 U. S. ___ (1992). Each of of the three-circum-
- stances of the crime, age, and prior criminal activity-
- has been exploited to convince jurors that that just
- about anything is aggravating.
- Prosecutors have argued, and jurors are free to find,
- that -circumstances of the crime- constitutes an aggra-
- vating factor because the defendant killed the victim for
- some purportedly aggravating motive, such as money,
- or because the defendant killed the victim for no motive
- at all; because the defendant killed in cold blood, or in
- hot blood; because the defendant attempted to conceal
- his crime, or made no attempt to conceal it; because
- the defendant made the victim endure the terror of
- anticipating a violent death, or because the defend-
- ant killed without any warning; and because the
- defendant had a prior relationship with the victim, or
- because the victim was a complete stranger. Simi-
- larly, prosecutors have argued, and juries are free to
- find, that the age of the victim was an aggravating
- circumstance because the victim was a child, an adoles-
- cent, a young adult, in the prime of life, or elderly; or
- that the method of killing was aggravating, because the
- victim was strangled, bludgeoned, shot, stabbed, or
- consumed by fire; or that the location of the killing
- was an aggravating factor, because the victim was killed
- in her own home, in a public bar, in a city park, or in
- a remote location. In short, because neither the Cali-
- fornia Legislature nor the California courts ever have
- articulated a limiting construction of this term, prosecu-
- tors have been permitted to use the -circumstances of
- the crime- as an aggravating factor to embrace the
- entire spectrum of facts present in virtually every
- homicide-something this Court condemned in Godfrey
- v. Georgia, 446 U. S. 420 (1980). See Maynard v.
- Cartwright, 486 U. S., at 363 (the Court -plainly rejected
- the submission that a particular set of facts surrounding
- a murder, however shocking they might be, were enough
- in themselves, and without some narrowing principle to
- apply to those facts, to warrant the imposition of the
- death penalty").
- The defendant's age as a factor, applied inconsistently
- and erratically, similarly fails to channel the jurors'
- discretion. In practice, prosecutors and trial judges have
- applied this factor to defendants of virtually every age:
- in their teens, twenties, thirties, forties, and fifties at
- the time of the crime. Far from applying any narrow-
- ing construction, the California Supreme Court has
- described age as a -metonym for any age-related matter
- suggested by the evidence or by common experience or
- morality that might reasonably inform the choice of
- penalty.- People v. Lucky, 45 Cal. 3d 259, 302, 753 P.
- 2d 1052, 1080 (1988), cert. denied, 488 U. S. 1034
- (1989).
- Nor do jurors find meaningful guidance from -the
- presence or absence of criminal activity by the defendant
- which involved the use or attempted use of force or
- violence.- Although the California Supreme Court has
- held that -criminal- is -limited to conduct that violates
- a penal statute,- People v. Wright, 52 Cal. 3d 367, 425,
- 802 P. 2d 221, 259 (1990) (emphasis in original), and
- that -force or violence- excludes violence to property,
- People v. Boyd, 38 Cal. 3d 762, 700 P. 2d 782 (1985),
- that court has not required such an instruction, and
- petitioner Tuilaepa's jurors were not so instructed. This
- left the prosecution free to introduce evidence of -trivial
- incidents of misconduct and ill temper,- People v. Boyd,
- 38 Cal. 3d, at 774, 700 P. 2d, at 791, and left the jury
- free to find an aggravator on that basis.
- No less a danger is that jurors-or even judges-will
- treat the mere absence of a mitigator as an aggravator,
- transforming a neutral or factually irrelevant factor into
- an illusory aggravator. Although the California
- Supreme Court has ruled that certain of the factors can
- serve only as mitigators, it has not required that the
- jury be so instructed. See, e.g., People v. Raley, 2 Cal.
- 4th 870, 919, 830 P. 2d 712, 744-745 (1992), cert.
- denied, ___ U. S. ___ (1993). Nor has that court
- restricted jury instructions to those aggravating factors
- that are factually relevant to the case. Clearly, some
- of the mitigating circumstances are so unusual that
- treating their absence as an aggravating circumstance
- would make them applicable to virtually all murderers.
- See People v. Davenport, 41 Cal. 3d 247, 289, 710 P. 2d
- 841, 888 (1985) (most murder cases present the absence
- of the mitigating circumstances of moral justification and
- victim participation). An aggravating factor that exists
- in nearly every capital case fails to fulfill its purpose of
- guiding the jury in distinguishing -those who deserve
- capital punishment from those who do not.- Arave v.
- Creech, 507 U. S. ___, ___ (1993). Moreover, a process
- creating the risk that the absence of mitigation will
- count as aggravation artificially inflates the number of
- aggravating factors the jury weighs, -creat[ing] the
- possibility not only of randomness but of bias in favor of
- death.- Ibid.
- In short, open-ended factors and a lack of guidance to
- regularize the jurors' application of these factors create
- a system in which, as a practical matter, improper
- arguments can be made in the courtroom and credited
- in the jury room. I am at a loss to see how these
- challenged factors furnish the -`clear and objective
- standards' that provide `specific and detailed guidance,'
- and that `make rationally reviewable the process for
- imposing a sentence of death.'- Walton v. Arizona, 497
- U. S. 639, 651 (1990) (Scalia, J., concurring in part and
- dissenting in part), quoting Godfrey v. Georgia, 446
- U. S. 420, 428 (1980) (footnotes omitted).
-
- B
- One of the greatest evils of leaving jurors with largely
- unguided discretion is the risk that this discretion will
- be exercised on the basis of constitutionally impermissi-
- ble considerations--primary among them, race. Racial
- prejudice is -the paradigmatic capricious and irrational
- sentencing factor.- Graham v. Connor, 506 U. S. ___,
- ___ (1993) (Thomas, J., concurring). In part to diminish
- the danger that a sentencer will -attach[] the
- `aggravating' label to factors that are constitutionally
- impermissible or totally irrelevant to the sentencing
- process,- Zant v. Stephens, 462 U. S. 862, 885 (1983),
- this Court has required that a sentencer's discretion be
- curbed and informed by -clear and objective standards.-
- Gregg v. Georgia, 428 U. S. 153, 198 (1976) (opinion of
- Stewart, Powell, and Stevens, JJ.) (citation omitted).
- Because the -circumstances of the crime- factor lacks
- clarity and objectivity, it poses an unacceptable risk that
- a sentencer will succumb to either overt or subtle racial
- impulses or appeals. This risk is not merely theoretical.
- For far too many jurors, the most important -circum-
- stances of the crime- are the race of the victim or the
- defendant. See McCleskey v. Kemp, 481 U. S. 279, 320
- (1987) (Brennan, J., dissenting); see also General
- Accounting Office, Death Penalty Sentencing: Research
- Indicates Pattern of Racial Disparities (Feb. 1990)
- (surveying and synthesizing studies and finding a
- -remarkably consistent- conclusion that the race of the
- victim influenced the likelihood of being charged with
- capital murder or receiving the death penalty in 82% of
- cases), reprinted at 136 Cong. Rec. S6889 (May 24,
- 1990).
- The California capital sentencing scheme does little to
- minimize this risk. The -circumstances of the crime-
- factor may be weighed in aggravation in addition to the
- applicable special circumstances. Cal. Penal Code 190.3
- (the trier of fact shall take into account -[t]he circum-
- stances of the crime of which the defendant was con-
- victed in the present proceeding and the existence of
- any special circumstances found to be true-) (emphasis
- added). The special circumstances themselves encompass
- many of the factors generally recognized as aggravating,
- including multiple-murder convictions; commission of the
- murder in relation to another felony; the -especially
- heinous, atrocious, or cruel- nature of the murder; and
- the relevant identity of the victim (as a law enforcement
- officer, a witness to a crime, a judge, a prosecutor, or a
- public official). The statute, therefore, invites the jurors
- to speculate about, and give aggravating weight to,
- unspecified circumstances apart from these.
- Nor has the California Supreme Court attempted to
- limit or guide this ranging inquiry. Far from it. That
- court has concluded that the -circumstances of the
- crime- factor extends beyond -merely the immediate
- temporal and spatial circumstances of the crime,- People
- v. Edwards, 54 Cal. 3d 787, 833, 819 P. 2d 436, 465
- (1991), and leaves -the sentencer free to evaluate the
- evidence in accordance with his or her own subjective
- values,- People v. Tuilaepa, 4 Cal. 4th 569, 595, 842 P.
- 2d 1142, 1158 (1992). The court has even warned that
- it has not yet -explore[d] the outer reaches of the
- evidence admissible as a circumstance of the crime.-
- People v. Edwards, 54 Cal. 3d, at 835, 819 P. 2d, at 467.
- Thus, the -unique opportunity for racial prejudice to
- operate but remain undetected,- Turner v. Murray, 476
- U. S. 28, 35 (1986), exists unchecked in the California
- capital sentencing scheme. This does not instill confi-
- dence in the jury's decision to impose the death penalty
- on petitioner Tuilaepa, who is Samoan, and whose
- victim was white.
-
- II
- Although the Court today rejects a well-founded facial
- challenge to three of the 11 factors that permit Califor-
- nia jurors to select from among capital defendants those
- who will receive the death penalty, it has not given the
- California system a clean bill of health. Its unwilling-
- ness to conclude that these factors are valid on their
- face leaves the door open to a challenge to the applica-
- tion of one of these factors in such a way that the risk
- of arbitrariness is realized. The cases before us, for
- example, do not clearly present a situation in which the
- absence of a mitigator was treated as an aggravator.
- Additionally, the Court's opinion says nothing about
- the constitutional adequacy of California's eligibility
- process, which subjects a defendant to the death penalty
- if he is convicted of first-degree murder and the jury
- finds the existence of one -special circumstance.- By
- creating nearly 20 such special circumstances,
- California creates an extraordinarily large death pool.
- Because petitioners mount no challenge to these circum-
- stances, the Court is not called on to determine that
- they collectively perform sufficient, meaningful narrow-
- ing. See Zant v. Stephens, 462 U. S. 862 (1983).
- Of particular significance, the Court's consideration of
- a small slice of one component of the California scheme
- says nothing about the interaction of the various
- components-the statutory definition of first-degree
- murder, the special circumstances, the relevant factors,
- the statutorily required weighing of aggravating and
- mitigating factors, and the availability of judicial review,
- but not appellate proportionality review-and whether
- their end result satisfies the Eighth Amendment's
- commands. The Court's treatment today of the relevant
- factors as -selection factors- alone rests on the assump-
- tion, not tested, that the special circumstances perform
- all of the constitutionally required narrowing for eligibil-
- ity. Should that assumption prove false, it would
- further undermine the Court's approval today of these
- relevant factors.
- Similarly, in Pulley v. Harris, 465 U. S. 37, 51 (1984),
- the Court's conclusion that the California capital
- sentencing scheme was not -so lacking in other checks
- on arbitrariness that it would not pass muster without
- comparative proportionality review- was based in part on
- an understanding that the application of the relevant
- factors -`provide[s] jury guidance and lessen[s] the
- chance of arbitrary application of the death penalty,'-
- thereby -`guarantee[ing] that the jury's discretion will be
- guided and its consideration deliberate.'- Ibid., quoting
- Harris v. Pulley, 692 F. 2d 1189, 1194 (CA9 1982). As
- litigation exposes the failure of these factors to guide the
- jury in making principled distinctions, the Court will be
- well advised to reevaluate its decision in Pulley v.
- Harris.
- In summary, the Court isolates one part of a complex
- scheme and says that, assuming that all the other parts
- are doing their job, this one passes muster. But the
- crucial question, and one the Court will need to face, is
- how the parts are working together to determine with
- rationality and fairness who is exposed to the death
- penalty and who receives it.
-
- III
- For two decades now, the Court has professed a
- commitment to guiding sentencers' discretion so as to
- -minimize the risk of wholly arbitrary and capricious
- action,- Gregg v. Georgia, 428 U. S. 153, 189 (1976)
- (opinion of Stewart, Powell, and Stevens, JJ.), and to
- achieve principled distinctions between those who receive
- the death penalty and those who do not, see, e.g.,
- Espinosa v. Florida, 505 U. S. ___ (1992); Shell v.
- Mississippi, 498 U. S. 1 (1990); Maynard v. Cartwright,
- 486 U. S. 356 (1988). The Court's approval today of
- these California relevant factors calls into question the
- continued strength of that commitment. I respectfully
- dissent.
-